In the News
Weiss & Hale Financial in the news.
Shandy Chen Passes Financial Exams
Pomfret Center, CT (January, 2018) — Shandy Chen recently passed the Financial Industry Regulatory (FINRA) Series 7 and 66 exams making him a licensed staff member at Weiss & Hale Financial. Shandy hails from Willington, CT and leads client operations for Weiss & Hale Financial where he joined in June of last year after graduating with a B.A. in Economics from Hamilton College.
Both the Series 7 and 66 exams require extensive preparation and test an individual’s knowledge on a wide range of financial topics including investment vehicles, laws, regulations, as well as economic indicators.
On his recent accomplishment, Managing Partner, Jim Zahansky, states, “Shandy’s talent for problem solving and analysis have helped improve our business tremendously. This achievement is just another example of Shandy’s abilities and will further assist our clients in achieving their financial life goals.” Weiss & Hale Financial, LLC, based in Pomfret Center, is a knowledgeable team of finance professionals who help clients achieve their goals using their unique Plan Well, Invest Well, Live Well™ process.
2017 Five Star Wealth Manager Award Bestowed upon
Laurence N. Hale, AAMS, CRPS, Weiss & Hale Financial, LLC.
Five Star Professional partnered with Connecticut Magazine to identify and showcase an exclusive group of wealth managers who have demonstrated excellence in their field. Laurence N. Hale, AAMS, CRPS®, at Weiss & Hale Financial, LLC, will be featured in a special section of the December issue of Connecticut Magazine as a 2017 Five Star Wealth Manager award winner.
“Thank you for offering us your trust and confidence as we work diligently to help you navigate toward your financial life goals. It is an honor to receive the Five Star Award for the third year, and our entire team at Weiss & Hale Financial is honored,” said Mr. Hale.
The 2017 Five Star Wealth Manager award winners have been carefully selected for their commitment to providing quality services to their clients. The award is based on an in-depth research process incorporating peer and firm feedback with objective criteria, such as client retention rates, client assets administered, industry experience, and regulatory and complaint history.
“Based on our evaluation, the wealth managers we recognize are committed to pursuing professional excellence and have a deep knowledge of their industry. They strive to provide exemplary care to the people they serve,” stated Dan Zdon, CEO, Five Star Professional.
When asked why he got into the profession, Laurence N. Hale said, “Helping people is in my nature and being a financial advisor allows me to do that every day in a multifaceted and intellectually challenging role.”
Based on 10 objective eligibility and evaluation criteria, including a minimum of 5 years as an active credentialed financial professional, favorable regulatory and complaint history, accepts new clients, client retention rates, client assets administered, education, and professional designations. 1,983 Connecticut wealth managers were considered for the award; 433 (22 percent of candidates) were named 2017 Five Star Wealth Managers. (The criteria provided reflects the most recent year for which advisor received the award. The criteria used, the number of wealth managers considered for the award, and the percentage of those who receive the award, may vary from year to year). These awards are not indicative of the wealth managers' future performance. Your experiences may vary. For more information, please visit www.fivestarprofessional.com.
James Zahansky Earns Accredited Wealth Management Advisor℠ Designation
Pomfret Center, CT (July, 2017) — Jim Zahansky recently earned the Accredited Wealth Management Advisor℠, AWMA®, designation from the College for Financial Planning. Jim is Principal/Managing Partner and Chief Goal Strategist at Weiss & Hale Financial, along with Principal/Managing Partner Laurence Hale, AAMS, CRPS®, and Partner Jim Weiss, AAMS, RLP™. As a designee, Zahansky is now recognized as a professional on wealth management. To receive such accreditation, one must complete a specialized wealth management educational program and pass a rigorous examination in addition to abiding by standards of professional conduct.
Designees’ of the AWMA® are trusted financial professionals who have a depth of knowledge about wealth planning strategies, equity-based compensation plans, tax-reduction alternatives, and asset protection alternatives to meet the professional and personal goals of clients.
Zahansky states, “The learning I have taken away from this professional designation educational program will be passed to our current and future clients to further assist them in achieving their life financial goals.” Weiss & Hale Financial, LLC, based in Pomfret Center is a knowledgeable team of finance professional who help clients achieve their goals using their unique Plan Well, Invest Well, Live Well™ process.
Weiss & Hale Financial Director Appointed to TEEG Board of Directors
Pomfret Center, CT (March, 2017) — Heather O’Rourke, Director of Financial Planning at Weiss & Hale Financial, has been chosen as a valued member of Thompson Ecumenical Empowerment Group (TEEG’s) Board of Directors. Heather remarked, “As a lifelong resident of the northeast corner, I am dedicated to the mission at TEEG, and I enjoy being a part of an organization that works with our local community, and in helping those in need.”
Heather anchors the service and operations team at Weiss & Hale Financial in Pomfret Center, Connecticut, with more than 25 years in the financial services business. Weiss & Hale Financial Principal James Zahansky added, "It is a part of our mission to give back to our local community. We are proud of Heather's appointment and the work that she and TEEG do in our region."
Heather has held positions at Paul Revere, First Union in Worcester; Merrill Lynch; and Advest, where she was honored with the distinguished Client Service Award. She holds a producer's license for life and health insurance and the FINRA Series 7 securities registration, and she earned the Registered Paraplanner designation from the College for Financial Planning. Heather’s commitment to clients and community is evidenced by her continued, dedicated volunteer work with The Hole in the Wall Gang Camp for families and their children facing serious illness, and in helping to rescue dogs in need at Dog Orphans Society in Douglas, Massachusetts.
Weiss & Hale Financial Principal recognized as member of the Wall Street Council
Pomfret Center, CT (March, 2017) — Jim Zahansky has been selected as a Director on the Board of the Northeastern Connecticut Chamber of Commerce. Jim is Principal/Managing Partner and Chief Goal Strategist at Weiss & Hale Financial, along with Principal/Managing Partner Laurence Hale, AAMS, CRPS®, and Partner Jim Weiss, AAMS, RLP™. This distinction allows Jim Zahansky, investment advisor and goals-based planner, team builder, and former marketing vice president, to help the Chamber develop excellent programs for our region. Jim is also involved with organizations like Frog Rock Basketball, QVCC Foundation, and other charitable organizations in the area. This Board position provides beneficial opportunities for the community, and Zahansky, a life-long native of the area, commented, “I look forward to helping with Board’s community endeavors and helping the Chamber expand the reach and scope of our NECT Chamber programs and membership. We have a lot more to grow here in Northeastern Connecticut.” Each employee at Weiss & Hale Financial is part of the “Give Back” initiative, giving back to such local organizations as The Hole in the Wall Gang, Daily Bread and The Last Green Valley.
James Zahansky selected as new board member for the NECT Chamber of Commerce
Pomfret Center, CT (December, 2016) — Jim Zahansky has been selected as a Director on the Board of the Northeastern Connecticut Chamber of Commerce. Jim is Principal/Managing Partner and Chief Goal Strategist at Weiss & Hale Financial, along with Principal/Managing Partner Laurence Hale, AAMS, CRPS®, and Partner Jim Weiss, AAMS, RLP™. This distinction... Read More